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News & Commentaries

4/9/2012
Asset Manager M&A Quarterly Review - M&A Growth Expected Due to Imp[roving Market Conditions
M&A activity in the first quarter of 2012 remained consistent with the fourth quarter of 2011. In total, 34 transactions were announced during the quarter versus 33 in the fourth quarter of 2011.
3/19/2012
No One Fails (Really)
by Robert B. Albertson, Principal - The Comprehensive Capital Analysis and Review (CCAR) is a furthrer vindication of U.S. banking sector balance sheet integrity. It removes a layer of regulatory uncertainty and should enhance sector confidence, valuations and impetus to consolidation.
2/15/2012
Deja Vu All Over Again - 2011 M&A Activity in the Asset Management Industry
Amid market volatility, M&A activity was relatively flat in 2011, with deal values up 7% from 2010 and deal volume down 5%. Organic growth was scarce among the publicly traded asset managers, causing multiples to compress in announced deals. Many prospective sellers spent the majority of the year focusing on client retention amid the market volatility.
2/8/2012
GAO Downplays Key Issues in Hybrid Capital Report
by Thomas W. Killian, Principal - Examining the conclusions and unresolved issues of the GAO's report on the use and benefits of hybrid capital instruments, the risks to banking institutions and the economy of excluding hybrid capital from Tier 1 capital, and alternative means for small banks to access capital.
12/19/2011
The Great Credit Redistribution
by Robert B. Albertson, Principal - Our conviction on financial stocks continues to improve. Financial stocks have become proxies for global uncertainties rather than sector fundamentals. But remaining losses are mostly embedded in reserves and investor expectations, and bank loan growth appears promising.
10/17/2011
Asset Manager M&A Quarterly Review: Continued M&A Growth Expected to Resume After 3Q Slowdown
M&A volume to stem from divestitures and sales of independently owned asset managers
9/7/2011
GQ China: Sandler O'Neill 10 Years After September 11, 2001
The Chinese edition of GQ details the rebuilding of Sandler O'Neill as well as the steps forward made by employees and families in the decade since 9/11.
9/5/2011
Fortune magazine: Sandler O'Neill's Journey From Ground Zero
Ten years after the attacks of September 11, 2001, Fortune revisits Sandler O'Neill to find that the firm "has not just made a full recovery; it's bigger, better capitalized, and far more capable."
3/23/2011
America's Economic Aneurysms?
by Robert B. Albertson, Principal - We have been very suspicious of the domestic U.S. economic recovery, doubting the sustainability of consumer spending and expecting a significant correction higher in Treasury bond rates. Why short-term indicators have pointed in the opposite direction for both.