Regulatory Expertise

Sandler O’Neill has a deep understanding of the impact regulations can have on the business of our clients. Good investment decisions might begin by balancing return against interest-rate and credit risk, but they often don’t end there – they can’t. Bank clients must also consider regulatory risk – the risk that an otherwise prudent investment runs counter to supervisory guidance.

That is why Sandler O’Neill’s team includes not only former bankers but also former regulators, who add their perspective to the firm’s world-class fixed income resources. That’s how we provide comprehensive investment strategies that deliver investment results for clients.