Insight at Work

Sandler O’Neill’s equity sales and trading professionals embody the firm’s passion for personalized service, precise execution and in-depth knowledge of financial institutions. This group works to enhance liquidity, execute complex transactions, distribute securities and provide institutional investor exposure for hundreds of financial institutions.

Sandler O’Neill is a market maker for more than 425 NASDAQ financial stocks and trades equities on all of the active exchanges, including the NYSE, NASDAQ, OTC Bulletin Board and Pink Sheets. We work closely with CEOs, CFOs and management teams on corporate buybacks, portfolio valuations, rebalancings and liquidations.

Our trading and sales professionals maintain close relationships with major institutional investors who invest in financial institutions. They also work closely with our research analysts to bring valuable insight and ideas to investors and money managers.

Our Hallmarks

  • Industry Relationships - The firm’s decades-long relationships with investors such as hedge funds, mutual funds, pension funds and money managers help us to position financial companies front and center with potential investors.
  • Product knowledge - Aided by a team of award-winning research analysts, our sales and trading professionals put to work our unsurpassed knowledge of financial companies.
  • Execution - An Investment Technology Group survey in Pensions & Investments recently ranked us the No. 1 Specialty Broker for our ability to execute the “Most Difficult Block Trades” of 50,000 shares or more.

Brian D. Bertonazzi, Principal